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Plotinus
THE SIX ENNEADS
(Written ca. 250
A.D. )
Translated by Stephen
Mackenna and B. S. Page
The First Ennead
First Tractate
THE ANIMATE AND THE MAN.
1. Pleasure and distress, fear and courage, desire and aversion,
where have these affections and experiences
their seat?
Clearly, either in the Soul alone, or in the Soul as employing the
body, or in some third entity deriving from
both. And for this third entity, again, there are two possible modes:
it might be either a blend or a distinct
form due to the blending.
And what applies to the affections applies also to whatsoever acts,
physical or mental, spring from them.
We have, therefore, to examine discursive-reason and the ordinary mental
action upon objects of sense, and
enquire whether these have the one seat with the affections and experiences,
or perhaps sometimes the one
seat, sometimes another.
And we must consider also our acts of Intellection, their mode and
their seat.
And this very examining principle, which investigates and decides in
these matters, must be brought to light.
Firstly, what is the seat of Sense-Perception? This is the obvious
beginning since the affections and
experiences either are sensations of some kind or at least never occur
apart from sensation.
2. This first enquiry obliges us to consider at the outset the
nature of the Soul- that is whether a distinction is
to be made between Soul and Essential Soul [between an individual Soul
and the Soul-Kind in itself]. *
* All matter
shown in brackets is added by the translator for clearness' sake and, therefore,
is not canonical.
S.M.
If such a distinction holds, then the Soul [in man] is some sort of
a composite and at once we may agree that
it is a recipient and- if only reason allows- that all the affections
and experiences really have their seat in the
Soul, and with the affections every state and mood, good and bad alike.
But if Soul [in man] and Essential Soul are one and the same, then
the Soul will be an Ideal-Form
unreceptive of all those activities which it imparts to another Kind
but possessing within itself that native Act
of its own which Reason manifests.
If this be so, then, indeed, we may think of the Soul as an immortal-
if the immortal, the imperishable, must
be impassive, giving out something of itself but itself taking nothing
from without except for what it receives
from the Existents prior to itself from which Existents, in that they
are the nobler, it cannot be sundered.
Now what could bring fear to a nature thus unreceptive of all the outer?
Fear demands feeling. Nor is there
place for courage: courage implies the presence of danger. And such
desires as are satisfied by the filling or
voiding of the body, must be proper to something very different from
the Soul, to that only which admits of
replenishment and voidance.
And how could the Soul lend itself to any admixture? An essential is
not mixed. Or of the intrusion of
anything alien? If it did, it would be seeking the destruction of its
own nature. Pain must be equally far from
it. And Grief- how or for what could it grieve? Whatever possesses
Existence is supremely free, dwelling,
unchangeable, within its own peculiar nature. And can any increase
bring joy, where nothing, not even
anything good, can accrue? What such an Existent is, it is unchangeably.
Thus assuredly Sense-Perception, Discursive-Reasoning; and all our
ordinary mentation are foreign to the
Soul: for sensation is a receiving- whether of an Ideal-Form or of
an impassive body- and reasoning and all
ordinary mental action deal with sensation.
The question still remains to be examined in the matter of the intellections-
whether these are to be assigned
to the Soul- and as to Pure-Pleasure, whether this belongs to the Soul
in its solitary state.
3. We may treat of the Soul as in the body- whether it be set
above it or actually within it- since the
association of the two constitutes the one thing called the living
organism, the Animate.
Now from this relation, from the Soul using the body as an instrument,
it does not follow that the Soul must
share the body's experiences: a man does not himself feel all the experiences
of the tools with which he is
working.
It may be objected that the Soul must however, have Sense-Perception
since its use of its instrument must
acquaint it with the external conditions, and such knowledge comes
by way of sense. Thus, it will be argued,
the eyes are the instrument of seeing, and seeing may bring distress
to the soul: hence the Soul may feel
sorrow and pain and every other affection that belongs to the body;
and from this again will spring desire, the
Soul seeking the mending of its instrument.
But, we ask, how, possibly, can these affections pass from body to
Soul? Body may communicate qualities
or conditions to another body: but- body to Soul? Something happens
to A; does that make it happen to B?
As long as we have agent and instrument, there are two distinct entities;
if the Soul uses the body it is
separate from it.
But apart from the philosophical separation how does Soul stand to
body?
Clearly there is a combination. And for this several modes are possible.
There might be a complete
coalescence: Soul might be interwoven through the body: or it might
be an Ideal-Form detached or an
Ideal-Form in governing contact like a pilot: or there might be part
of the Soul detached and another part in
contact, the disjoined part being the agent or user, the conjoined
part ranking with the instrument or thing
used.
In this last case it will be the double task of philosophy to direct
this lower Soul towards the higher, the agent,
and except in so far as the conjunction is absolutely necessary, to
sever the agent from the instrument, the
body, so that it need not forever have its Act upon or through this
inferior.
4. Let us consider, then, the hypothesis of a coalescence.
Now if there is a coalescence, the lower is ennobled, the nobler degraded;
the body is raised in the scale of
being as made participant in life; the Soul, as associated with death
and unreason, is brought lower. How can
a lessening of the life-quality produce an increase such as Sense-Perception?
No: the body has acquired life, it is the body that will acquire, with
life, sensation and the affections coming
by sensation. Desire, then, will belong to the body, as the objects
of desire are to be enjoyed by the body.
And fear, too, will belong to the body alone; for it is the body's
doom to fail of its joys and to perish.
Then again we should have to examine how such a coalescence could be
conceived: we might find it
impossible: perhaps all this is like announcing the coalescence of
things utterly incongruous in kind, let us
say of a line and whiteness.
Next for the suggestion that the Soul is interwoven through the body:
such a relation would not give woof
and warp community of sensation: the interwoven element might very
well suffer no change: the permeating
soul might remain entirely untouched by what affects the body- as light
goes always free of all it floods- and
all the more so, since, precisely, we are asked to consider it as diffused
throughout the entire frame.
Under such an interweaving, then, the Soul would not be subjected to
the body's affections and experiences:
it would be present rather as Ideal-Form in Matter.
Let us then suppose Soul to be in body as Ideal-Form in Matter. Now
if- the first possibility- the Soul is an
essence, a self-existent, it can be present only as separable form
and will therefore all the more decidedly be
the Using-Principle [and therefore unaffected].
Suppose, next, the Soul to be present like axe-form on iron: here,
no doubt, the form is all important but it is
still the axe, the complement of iron and form, that effects whatever
is effected by the iron thus modified: on
this analogy, therefore, we are even more strictly compelled to assign
all the experiences of the combination
to the body: their natural seat is the material member, the instrument,
the potential recipient of life.
Compare the passage where we read* that "it is absurd to
suppose that the Soul weaves"; equally absurd to
think of it as desiring, grieving. All this is rather in the province
of something which we may call the
Animate.
* "We
read" translates "he says" of the text, and always indicates
a reference to Plato, whose name does not
appear in the translation except where it was
written by Plotinus. S.M.
5. Now this Animate might be merely the body as having life:
it might be the Couplement of Soul and body:
it might be a third and different entity formed from both.
The Soul in turn- apart from the nature of the Animate- must be either
impassive, merely causing
Sense-Perception in its yoke-fellow, or sympathetic; and, if sympathetic,
it may have identical experiences
with its fellow or merely correspondent experiences: desire for example
in the Animate may be something
quite distinct from the accompanying movement or state in the desiring
faculty.
The body, the live-body as we know it, we will consider later.
Let us take first the Couplement of body and Soul. How could suffering,
for example, be seated in this
Couplement?
It may be suggested that some unwelcome state of the body produces
a distress which reaches to a
Sensitive-Faculty which in turn merges into Soul. But this account
still leaves the origin of the sensation
unexplained.
Another suggestion might be that all is due to an opinion or judgement:
some evil seems to have befallen the
man or his belongings and this conviction sets up a state of trouble
in the body and in the entire Animate. But
this account leaves still a question as to the source and seat of the
judgement: does it belong to the Soul or to
the Couplement? Besides, the judgement that evil is present does not
involve the feeling of grief: the
judgement might very well arise and the grief by no means follow: one
may think oneself slighted and yet
not be angry; and the appetite is not necessarily excited by the thought
of a pleasure. We are, thus, no nearer
than before to any warrant for assigning these affections to the Couplement.
Is it any explanation to say that desire is vested in a Faculty-of-desire
and anger in the Irascible-Faculty and,
collectively, that all tendency is seated in the Appetitive-Faculty?
Such a statement of the facts does not help
towards making the affections common to the Couplement; they might
still be seated either in the Soul alone
or in the body alone. On the one hand if the appetite is to be stirred,
as in the carnal passion, there must be a
heating of the blood and the bile, a well-defined state of the body;
on the other hand, the impulse towards The
Good cannot be a joint affection, but, like certain others too, it
would belong necessarily to the Soul alone.
Reason, then, does not permit us to assign all the affections to the
Couplement.
In the case of carnal desire, it will certainly be the Man that desires,
and yet, on the other hand, there must be
desire in the Desiring-Faculty as well. How can this be? Are we to
suppose that, when the man originates the
desire, the Desiring-Faculty moves to the order? How could the Man
have come to desire at all unless
through a prior activity in the Desiring-Faculty? Then it is the Desiring-Faculty
that takes the lead? Yet how,
unless the body be first in the appropriate condition?
6. It may seem reasonable to lay down as a law that when any
powers are contained by a recipient, every
action or state expressive of them must be the action or state of that
recipient, they themselves remaining
unaffected as merely furnishing efficiency.
But if this were so, then, since the Animate is the recipient of the
Causing-Principle [i.e., the Soul] which
brings life to the Couplement, this Cause must itself remain unaffected,
all the experiences and expressive
activities of the life being vested in the recipient, the Animate.
But this would mean that life itself belongs not to the Soul but to
the Couplement; or at least the life of the
Couplement would not be the life of the Soul; Sense-Perception would
belong not to the Sensitive-Faculty
but to the container of the faculty.
But if sensation is a movement traversing the body and culminating
in Soul, how the soul lack sensation?
The very presence of the Sensitive-Faculty must assure sensation to
the Soul.
Once again, where is Sense-Perception seated?
In the Couplement.
Yet how can the Couplement have sensation independently of action in
the Sensitive-Faculty, the Soul left
out of count and the Soul-Faculty?
7. The truth lies in the Consideration that the Couplement subsists
by virtue of the Soul's presence.
This, however, is not to say that the Soul gives itself as it is in
itself to form either the Couplement or the
body.
No; from the organized body and something else, let us say a light,
which the Soul gives forth from itself, it
forms a distinct Principle, the Animate; and in this Principle are
vested Sense-Perception and all the other
experiences found to belong to the Animate.
But the "We"? How have We Sense-Perception?
By the fact that We are not separate from the Animate so constituted,
even though certainly other and nobler
elements go to make up the entire many-sided nature of Man.
The faculty of perception in the Soul cannot act by the immediate grasping
of sensible objects, but only by
the discerning of impressions printed upon the Animate by sensation:
these impressions are already
Intelligibles while the outer sensation is a mere phantom of the other
[of that in the Soul] which is nearer to
Authentic-Existence as being an impassive reading of Ideal-Forms.
And by means of these Ideal-Forms, by which the Soul wields single
lordship over the Animate, we have
Discursive-Reasoning, Sense-Knowledge and Intellection. From this moment
we have peculiarly the We:
before this there was only the "Ours"; but at this stage
stands the WE [the authentic Human-Principle] loftily
presiding over the Animate.
There is no reason why the entire compound entity should not be described
as the Animate or Living-Being-
mingled in a lower phase, but above that point the beginning of the
veritable man, distinct from all that is kin
to the lion, all that is of the order of the multiple brute. And since
The Man, so understood, is essentially the
associate of the reasoning Soul, in our reasoning it is this "We"
that reasons, in that the use and act of reason
is a characteristic Act of the Soul.
8. And towards the Intellectual-Principle what is our relation?
By this I mean, not that faculty in the soul
which is one of the emanations from the Intellectual-Principle, but
The Intellectual-Principle itself
[Divine-Mind].
This also we possess as the summit of our being. And we have It either
as common to all or as our own
immediate possession: or again we may possess It in both degrees, that
is in common, since It is indivisible-
one, everywhere and always Its entire self- and severally in that each
personality possesses It entire in the
First-Soul [i.e. in the Intellectual as distinguished from the lower
phase of the Soul].
Hence we possess the Ideal-Forms also after two modes: in the Soul,
as it were unrolled and separate; in the
Intellectual-Principle, concentrated, one.
And how do we possess the Divinity?
In that the Divinity is contained in the Intellectual-Principle and
Authentic-Existence; and We come third in
order after these two, for the We is constituted by a union of the
supreme, the undivided Soul- we read- and
that Soul which is divided among [living] bodies. For, note, we inevitably
think of the Soul, though one
undivided in the All, as being present to bodies in division: in so
far as any bodies are Animates, the Soul has
given itself to each of the separate material masses; or rather it
appears to be present in the bodies by the fact